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Cl 18 <br />FEDERAL EMERGEONCY HOMELAND <br />ANAGEMENT AGENCY <br />O.M.B. No. 166MO25 <br />CERTIFICATIONS REGARDING LOBBYING DEBARMENT SUSPENSION AND Expires August3l, 2011 <br />OTHER RESPONSIBILITY MATTERS; AND DRUB -FREE WORWPLACE REQUIREMENTS <br />PAPERWORK BURDEN DISCLOSURE NOTICE <br />Public reporting burden for this form is estimated to average 1.7 hours per response. The burden estimate includes the time for reviewing instructions and <br />searching existing data sources, gathering and maintaining the data needed and completing, and submitting the form. You are not required to respond to <br />this collection of information unless a valid OMB control number appears in the upper night corner of this form. Send comments regarding the accuracy of <br />the burden estimate and any suggestions for reducing the burden to: Information Collections Management, Department of Homeland Security, Federal <br />Emergency Management Agency, 500 C Street, SW, Washington, DC 20472, Paperwork Reduction Project (1660- 0001). NOTE: Do not send your <br />completed form to this address. <br />Applicants should refer to the regulations cited below to determine the certification to which they are required to attest. Applicants should also review the <br />instructions for certification included in the regulations before completing this form. Signature of this form provides for compliance with certification <br />requirements under 44 CFR Part 18, "New Restrictions on Lobbying" and 28 CFR Part 17, "Government -wide Debarment and Suspension <br />(Nonprocurement) and Government -wide Requirements for Drug -Free Workplace (Grants)." The certifications shall be treated as a material representation <br />of fact upon which reliance will be placed when the Federal Emergency Management Agency (FEMA) determines to award the transaction, grant, or <br />1. LOBBYING <br />As required by section 1352, Title 31 of the U.S. Code, and implemented <br />at 44 CFR Part 18, for persons entering into a grantor cooperating <br />agreement over S 100,000, as defined at 44 CFR Part 18, the applicant <br />certifies that: <br />(a) No Federal appropriated funds have been paid or will be paid, by or on <br />behalf of the undersigned, to any person for influencing or attempting to <br />influence an officer or employee of any agency, a Member of Congress, an <br />officer or employee of Congress, or an employee of a Member of Congress <br />in connection with the making of any Federal grant, the entering into of any <br />cooperative agreement, and the extension, continuation, renewal, <br />amendment, or modification of any Federal grant or cooperative <br />agreement. <br />(b) If any other funds than Federal approprated funds have been paid or will be <br />paid to any other person for influencing or attempting to influence an officer <br />or employee of any agency, a member of Congress, an officer or an <br />employee of Congress, or employee of a member of Congress in <br />connection with this Federal Grant or cooperative agreement, the <br />undersigned shall complete and submit Stand Fofm-LLL, "Disclosure of <br />Lobbying Activities," in accordance with its instructions. <br />c) The undersigned shall require that the language of this certification be <br />included in the award documents for all subawards at all tiers (including <br />subgrants, contracts under grants and cooperative agreements, and <br />subcontracts) and that all subrecipients shall certify and disclose <br />accordingly. <br />R Standard Form -LLL "Disclosure of Lobbying Activities" attached <br />(This form must be attached to certification B nonappropriated funds are to <br />be used to influence activities.) <br />2. DEBARMENT,SUSPENSION, AND OTHER RESPONSIBILITY <br />MATTERS (DIRECT RECIPIENT) <br />As required by Executive Order 12549, Debarment and Suspension, and <br />implemented at 44 CFR Part 67, for prospective participants in primary <br />covered transactions, as defined at 44 CFR Part 17, Section 17.510 -A. <br />A. The applicant certifies that It and its principals: <br />(a) Are not presently debarred, suspended, proposed for debarment, <br />declared ineligible, sentenced to a denial of Federal benefits by a State or <br />Federal court, or voluntarily excluded from covered transactions by any <br />Federal Department or agency; <br />(b) Have not within a three -year period preceding this application been <br />convicted of a or had a civilian judgment rendered against them for <br />commission of fraud or a criminal offense in connection with obtaining, <br />attempting to obtain, or perform a public a public (Federal ,State, or local) <br />transaction or contract under a public transaction; violation of Federal or <br />State antitrust statutes or Commission of embezzlement, theft, forgery, <br />bribery, falsification or destruction of records, making false statements, or <br />receiving stolen property; <br />(c) Are not presently indicted for otherwise criminally or civilly charged by a <br />governmental entity (Federal, State, or local) with commission of any of the <br />offenses enumerated in paragraph (1) (b) of this certification; and <br />(d) Have not within a three -year period preceding this application had one or <br />more public transactions (Federal, State, or local) terminated for cause of <br />default; and <br />B. Where the applicant is unable to certify to any of the statements In this <br />certification, he or she shall attach an explanation to this application. <br />3. DRUG -FREE WORKPLACE <br />(GRANTEE OTHER THAN INDIVIDUALS) <br />As required by the Drug -Free Workplace AG of 1988, and implemented at <br />44 CFR Part 17, Subpart F, for grantees, as defined at 44 CFR Part 17.615 <br />and 17.620 - <br />A. The applicant certifies that it will continue to provide a drug -free <br />workplace by; <br />(a) Publishing a statement notifying employees that the unlawful <br />manufacture, distribution, dispensing, possession, or use of a controlled <br />substance is prohibited in the grantee's workplace and specifying the <br />actions that will be taken against employees for violation of such <br />prohibition; <br />(b) Establishing an on -going drug free awareness program to inform <br />employees about- <br />(1) The dangers of drug abuse in the workplace; <br />(2) The grantee's policy of maintaining a drug -free workplace; <br />(3) Any available drug counseling, rehabilitation, and <br />employee assistance programs; and <br />(4) The penalties that may be imposed upon employees <br />for drug abuse violations occurring in the workplace; <br />(c) Making it a requirement that each employee to be engaged in the <br />performance of the grant to be given a copy of the statement required by <br />paragraph (a); <br />(d) Notifying the employee in the statement required by paragraph (a) that, <br />as a condition of employment under the grant, the employee will. <br />(1) Abide by the term of the statement; and <br />(2) Notify the employee in writing of his or her conviction for a <br />violation of a criminal drug statute occurring Ion the workplace no <br />later than five calendar days after such convictions; <br />rcnua rorm cv -tor., uc I uo PKEVIOU5 EUITION OBSOLETE <br />